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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-13
MO RA APPROVED 2012-05-14
  • TX RA
    APPROVED
    Since 2020-07-13
  • MO RA
    APPROVED
    Since 2012-05-14

Branch Locations

16 S Silver Springs Rd, Cape Girardeau, MO 63703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beussink, Hey, Roe, & Stroder, Llc Cape Girardeau MO 02/2002 Present
Beussink, Hey, Roe, Pc Cape Girardeau MO 02/1986 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2012 Present
Arnzen & Roe Financial Services, Inc Cape Girardeau MO 11/2012 Present
  • 02/2002 → Present
    Beussink, Hey, Roe, & Stroder, Llc
    Cape Girardeau, MO
  • 02/1986 → Present
    Beussink, Hey, Roe, Pc
    Cape Girardeau, MO
  • 05/2012 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2012 → Present
    Schaumburg, IL
  • 11/2012 → Present
    Arnzen & Roe Financial Services, Inc
    Cape Girardeau, MO
Previous Registrations
  • 2007-01-01 → 2012-06-14
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Cape Girardeau, MO
  • 1998-02-24 → 2007-01-03
    Ffp Advisory Services Inc
    Cape Girardeau, MO
Other Businesses

1) R LAND LLC; NOT INV RE; CAPE GIRARDEAU, MO; REAL ESTATE; PARTNER; START DATE 2/13/06; 1 HR/MTH, NONE DURING SECUTITIES TRADING HRS: 2) BEUSSINK, HEY & ROE PC; NOT INV REL; CAPE GIRARDEAU, MO; CPA FIRM; PRESIDENT / SHAREHOLDER; START DATE 2/1/1986; 25 HRS/MTH, 20 DURING SECURITIES TRADING HRS: 3) JERRY ROE; NOT INV REL; CAPE GIRARDEAU, MO; INSURANCE; AGENT; START DATE 4/25/08; 10 HRS/MTH DURING SECURITIES TRADING HRS: 4) PROJECT 2001 PARTNERS; NOT INV REL; CAPE GIRARDEAU, MO; COMMERCIAL OFFICE BLDG; PARTNER; START DATE 12/1/00; < 1 HR/MTH DURING SECURITIES TRADING HRS: 5) M & J PARTNERSHIP; NOT INV REL; CAPE GIRARDEAU, MO; REAL ESTATE (GOLF COURSE); PARTNER; START DATE 1/1/99; NO HRS MTH: 6) ARNZEN & ROE FINANCIAL SERVICES, INC; INV-REL; CAPE GIRARDEAU, MO; FINANCIAL ADVISER; START DATE 11/2012; 25HRS/MNTH DURING SECURITY TRADING HRS, DBA FOR EXPENSE SHARING TO COVER SECURITY AND OTHER OFFICE EXPENSES:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-23
S63 Uniform Securities Agent State Law Examination 1998-01-13
  • S65 Uniform Investment Adviser Law Examination
    1998-07-23
  • S63 Uniform Securities Agent State Law Examination
    1998-01-13

View on SEC IAPD

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