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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-10-07 |
Branch Locations
2849 Independence Street, Cape Girardeau, MO 63701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co | Cape Girardeau | MO | 03/2023 | Present |
| Commerce Bank | Cape Girardeau | MO | 04/2022 | 03/2023 |
| Southern Bank | Cape Girardeau | MO | 07/2021 | 04/2022 |
| Wal-Mart | Cape Girardeau | MO | 12/2019 | 07/2021 |
| Crossmark | Cape Girardeau | MO | 05/2016 | 04/2019 |
| Southeast Missouri State University | Cape Girardeau | MO | 01/2015 | 12/2019 |
1. Missouri Secretary of State; PO box 784 Jefferson City MO 65102; Notary Services; Notary Public; 07/01/2022; 5 hrs/year; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-04 |
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