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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-06-29
  • MO RA
    APPROVED
    Since 2023-06-29

Branch Locations

2855 Independence Street, Cape Girardeau, MO 63703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Milliporesigma St. Louis MO 05/2006 04/2018
Glaus & Associates, C.P.A., L.L.C Cape Girardeau MO 10/2018 Present
Unemployed St. Louis MO 05/2018 09/2018
Cetera Advisor Networks El Segundo CA 10/2018 09/2019
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Vision Of Peace Hermitages Pevely MO 06/2018 12/2022
Our Lady Of Providence Catholic Church St Louis MO 05/2019 06/2022
Paramount Financial Llc St. Louis MO 10/2022 05/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Seed To Sow Financial, Llc Cape Girardeau MO 09/2023 Present
  • 05/2006 → 04/2018
    Milliporesigma
    St. Louis, MO
  • 10/2018 → Present
    Glaus & Associates, C.P.A., L.L.C
    Cape Girardeau, MO
  • 05/2018 → 09/2018
    Unemployed
    St. Louis, MO
  • 10/2018 → 09/2019
    Cetera Advisor Networks
    El Segundo, CA
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2018 → 12/2022
    Vision Of Peace Hermitages
    Pevely, MO
  • 05/2019 → 06/2022
    Our Lady Of Providence Catholic Church
    St Louis, MO
  • 10/2022 → 05/2025
    Paramount Financial Llc
    St. Louis, MO
  • 06/2023 → Present
    Schaumburg, IL
  • 09/2023 → Present
    Seed To Sow Financial, Llc
    Cape Girardeau, MO
Other Businesses

1. NAME OF OTHER BUSINESS: GLAUS & ASSOCIATES, C.P.A., L.L.C INVESTMENT RELATED: NO ADDRESS: 2855 INDEPENDENCE STREET, CAPE GIRARDEAU, MO 63703 NATURE OF BUSINESS: ACCOUNTING AND TAX SERVICES FOR INDIVIDUALS AND BUSINESSES START DATE: 9/2019 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR ASSISTANCE IN BASIC ACCOUNTING AND BOOKKEEPING CAPACITY; 2. NAME OF OTHER BUSINESS: SEED TO SOW FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL, TAX, & ACCOUNTING SERVICES; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 55; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL, TAX, & ACCOUNTING SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-09
  • S66 Uniform Combined State Law Examination
    2020-01-09

View on SEC IAPD

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