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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-13 |
| MO | RA | APPROVED | 2007-11-28 |
Branch Locations
2849 Independence Street, Cape Girardeau, MO 63701 • United States
Anthem, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Cape Girardeau | MO | 10/2007 | Present |
Maxton Farm; County Rd. 316, Jackson, MO 63755; Rental of farm for crop farming; Part Owner; 01/01/1993;1.00 Hour(s) Per Year; Not during securities trading hours;Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-26 |
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