David Albert Maxton

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-10-13
MO	RA	APPROVED	2007-11-28

TX RA
APPROVED

Since 2009-10-13
MO RA
APPROVED

Since 2007-11-28

Branch Locations

2849 Independence Street, Cape Girardeau, MO 63701 • United States

Anthem, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus	Cape Girardeau	MO	10/2007	Present

10/2007 → Present

Stifel Nicolaus

Cape Girardeau, MO

Other Businesses

Maxton Farm; County Rd. 316, Jackson, MO 63755; Rental of farm for crop farming; Part Owner; 01/01/1993;1.00 Hour(s) Per Year; Not during securities trading hours;Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-26

S66 Uniform Combined State Law Examination

2007-10-26

Other Names

Dave Maxton
Dave Maxton

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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