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Lois Fayne Plaisted

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Anderson, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-30
SC RA APPROVED 2015-03-02
  • TX RA
    APPROVED
    Since 2015-03-30
  • SC RA
    APPROVED
    Since 2015-03-02

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

3005 N Main St, Anderson, SC 29621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America/Merrill Lynch Myrtle Beach SC 06/2004 Present
  • 06/2004 → Present
    Bank Of America/Merrill Lynch
    Myrtle Beach, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-26
S63 Uniform Securities Agent State Law Examination 2013-09-09
  • S66 Uniform Combined State Law Examination
    2015-02-26
  • S63 Uniform Securities Agent State Law Examination
    2013-09-09
Other Names
  • Lois Plaisted

View on SEC IAPD

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