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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-12-21
  • MN RA
    APPROVED
    Since 2018-12-21

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Golden Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Edina MN 10/2014 02/2018
Hemingway Wealth Management Minnetonka MN 06/2018 08/2018
Rbc Capital Markets, Llc. Minneapolis MN 12/2018 Present
Unemployed Minneapolis MN 08/2018 12/2018
Unemployed Minneapolis MN 03/2018 06/2018
  • 10/2014 → 02/2018
    Robert W. Baird & Co.
    Edina, MN
  • 06/2018 → 08/2018
    Hemingway Wealth Management
    Minnetonka, MN
  • 12/2018 → Present
    Minneapolis, MN
  • 08/2018 → 12/2018
    Unemployed
    Minneapolis, MN
  • 03/2018 → 06/2018
    Unemployed
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-19
  • S66 Uniform Combined State Law Examination
    2012-04-19
Other Names
  • Christian Tietz
  • Christian Nesset Tietz

View on SEC IAPD

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