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Lance Nicholas Jacobs

Charles Schwab & Co., Inc.

Denver, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-08-27
TX RA APPROVED_RES 2019-01-02
  • CO RA
    APPROVED
    Since 2024-08-27
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

200 Clayton Street Suite 100, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Denver CO 12/2010 Present
Charles Schwab Bank, Ssb Denver CO 01/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-05
S63 Uniform Securities Agent State Law Examination 2011-05-14
  • S66 Uniform Combined State Law Examination
    2016-03-05
  • S63 Uniform Securities Agent State Law Examination
    2011-05-14

View on SEC IAPD

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EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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