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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-05 |
Branch Locations
3638 Walton Way Ext. Suite 300, Augusta, GA 30909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Augusta | GA | 05/2013 | 10/2019 |
| 1St Global Advisors Inc. | Augusta | GA | 05/2013 | 10/2019 |
| Fuller, Frost & Associates Cpa Pc | Augusta | GA | 01/2015 | Present |
| Avantax Insurance Services, Inc. | Augusta | GA | 05/2013 | 09/2025 |
| Avantax Advisory Services | Augusta | GA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Augusta | GA | 10/2019 | 09/2025 |
| Lanier-Mccormack Wealth Management | Augusta | GA | 07/2022 | Present |
| Cetera Wealth Services, Llc | Augusta | GA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) FULLER, FROST, LANIER WEALTH MANAGEMENT, LLC; POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES, WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 72 START DATE: 01/23/2015; ADDRESS: Augusta GA 30909: ASSIST WITH INVESTMENT PLANNING, CLIENT MEETINGS, ETC. 2) MILLER THEATER BOARD; POSITION: Board Member NATURE: The Miller Theater is an historic and recently renovated theater. It is the home of the Augusta Symphony, so there are symphony concerts held there on a regular basis. The Miller Theater is also rented out for travelling performers' concerts as well as other events. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2020; 708 Broad Street, Augusta GA 30901N: Attend monthly one-hour board meetings 3) LANIER-MCCORMACK WEALTH MANAGEMENT; POSITION: Partner/Financial Advisor NATURE: We will be doing the same work, with the same clients, and in the same location, as we were doing as Fuller, Frost, Lanier Wealth Management, just with a new name, Lanier-McCormack Wealth Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 07/01/2022; 3638 Walton Way Ext., Suite 300, Augusta GA 30909: financial planning, investment advice, investment sales, insurance sales, monitoring and review of investment strategies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-01 |
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