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Silvia Lorena Tergas

LPl Enterprise, LLC

Charlottesville, VA

Cockeysville, MD

CRD 5869310

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
VA RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1020 Carrington Place Suite 16, Charlottesville, VA 22901 • United States

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Bethesda MD 09/2012 Present
Pruco Securities, Llc. Bethesda MD 09/2012 11/2024
Lpl Enterprise, Llc Charlottesville VA 11/2024 Present
Previous Registrations
  • 2012-10-02 → 2024-11-14
    Pruco Securities, Llc.
    Hunt Valley, MD
    North Bethesda, MD
    Charlottesville, VA
  • 2011-08-09 → 2012-09-13
    Securian Financial Services, Inc.
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-29
  • S66 Uniform Combined State Law Examination
    2011-06-29

View on SEC IAPD

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Nearby Investors

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DAVID AUSTIN LEMON
LUCAS M HIGGINS

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
HARREN EQUITY PARTNERS, LLC · CHARLOTTESVILLE, VA

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