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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-21 |
| AZ | RA | APPROVED | 2018-02-06 |
Branch Locations
3029 Dollar Mark Way Suite A, Prescott, AZ 86305 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
203 S Candy Lane Suite 10B, Cottonwood, AZ 86326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oneamerica Securities | Cottonwood | AZ | 06/2011 | 02/2018 |
| Geronimo Financial Llc | Cottonwood | AZ | 10/2010 | 07/2019 |
| J.W. Cole Financial, Inc. | Tampa | FL | 02/2018 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 02/2018 | Present |
(1) NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES, HEALTH) (2) OWNER: FREEDMAN CROSSETT FINANCIAL SERVICES - DBA (3) CROSSETT FINANCIAL SERVICES; LLC; DBA; Financial Services; Investment Related; 203 S Candy Lane, Ste 10B; Cottonwood; AZ 86326; Owner; Financial Planner; Start 4/13/2024; 160 hours/month during trading hours. (4) Greater Cottonwood Chamber of Commerce; Non-Profit organization; Not investment related; 849 Cove Parkway, Suite C, Cottonwood, AZ 86326; Vice Chair; Start 7/1/2024; 4 hours/month during trading; (5) Sedona Referrals Club; Networking Organization; Board Member/Referral Master; PO Box 3413, Sedona, AZ 86340; Not investment related; Start Date: 6/1/2023; 4 hours/month during trading hours (6) Greater Verde Valley Chamber of Commerce; Cosigner on the Chamber Bank account; 849 Cove Parkway, Suite C, Cottonwood, AZ 86326; Not investment related; Start Date: 1/30/2026; < 1 hour/month during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-13 |
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