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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-21
AZ RA APPROVED 2018-02-06
  • TX RA
    APPROVED
    Since 2025-10-21
  • AZ RA
    APPROVED
    Since 2018-02-06

Branch Locations

3029 Dollar Mark Way Suite A, Prescott, AZ 86305 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

203 S Candy Lane Suite 10B, Cottonwood, AZ 86326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oneamerica Securities Cottonwood AZ 06/2011 02/2018
Geronimo Financial Llc Cottonwood AZ 10/2010 07/2019
J.W. Cole Financial, Inc. Tampa FL 02/2018 Present
J.W. Cole Advisors, Inc. Tampa FL 02/2018 Present
  • 06/2011 → 02/2018
    Oneamerica Securities
    Cottonwood, AZ
  • 10/2010 → 07/2019
    Geronimo Financial Llc
    Cottonwood, AZ
  • 02/2018 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 02/2018 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
Other Businesses

(1) NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES, HEALTH) (2) OWNER: FREEDMAN CROSSETT FINANCIAL SERVICES - DBA (3) CROSSETT FINANCIAL SERVICES; LLC; DBA; Financial Services; Investment Related; 203 S Candy Lane, Ste 10B; Cottonwood; AZ 86326; Owner; Financial Planner; Start 4/13/2024; 160 hours/month during trading hours. (4) Greater Cottonwood Chamber of Commerce; Non-Profit organization; Not investment related; 849 Cove Parkway, Suite C, Cottonwood, AZ 86326; Vice Chair; Start 7/1/2024; 4 hours/month during trading; (5) Sedona Referrals Club; Networking Organization; Board Member/Referral Master; PO Box 3413, Sedona, AZ 86340; Not investment related; Start Date:  6/1/2023; 4 hours/month during trading hours (6) Greater Verde Valley Chamber of Commerce;  Cosigner on the Chamber Bank account; 849 Cove Parkway, Suite C, Cottonwood, AZ 86326; Not investment related; Start Date:  1/30/2026; < 1 hour/month during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-28
S63 Uniform Securities Agent State Law Examination 2011-09-13
  • S65 Uniform Investment Adviser Law Examination
    2013-06-28
  • S63 Uniform Securities Agent State Law Examination
    2011-09-13
Designations
Other Names
  • Cindy Owings

View on SEC IAPD

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