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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NC RA APPROVED 2013-10-28
CT RA APPROVED 2013-10-25
TX RA APPROVED 2013-10-25
  • NY RA
    APPROVED
    Since 2021-05-03
  • NC RA
    APPROVED
    Since 2013-10-28
  • CT RA
    APPROVED
    Since 2013-10-25
  • TX RA
    APPROVED
    Since 2013-10-25

Branch Locations

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2013 11/2019
Jpmorgan Chase Bank Na New York NY 10/2013 11/2019
Jpmorgan Chase Bank, N.A. White Plains NY 11/2019 Present
J.P. Morgan Securities Llc White Plains NY 11/2019 Present
Previous Registrations
Other Businesses

Entity Name: She's The First Investment related: No "Address: 590 Avenue of the Americas 8th floor New York, NY 10011 https://shesthefirst.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The mission of the nonprofit is to raise donation/fund educational programs for young girls. As a board member I will work with various agencies to make sure that donations are allocated accordingly and act as a conduit between the other board members and outside accounting firm. I will not be performing any audit or creating balance sheets/financial statements. Fund scholarships and educational programs for girls globally. hosting ethical focus groups. best practices for feminist mentorship." Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-20
S63 Uniform Securities Agent State Law Examination 2008-10-01
  • S66 Uniform Combined State Law Examination
    2009-10-20
  • S63 Uniform Securities Agent State Law Examination
    2008-10-01
Other Names
  • Natalya Polushkin

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