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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-15 |
Branch Locations
50 Merrick Road Ste 202, Rockville Centre, NY 11570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Melville | NY | 05/2014 | 10/2019 |
| Lpl Financial, Llc | Rockville Centre | NY | 10/2019 | 11/2022 |
| Wells Fargo Advisors Financial Network, Llc | Melville | NY | 11/2022 | 05/2024 |
| Lpl Financial Llc | Rockville Centre | NY | 05/2024 | Present |
1) 05/15/2024 - Business Operations Services LLC / Business Entity / Inv. Related / Northport New York / Start date 11/01/2022 - 20 Hrs per month - 50 % Time Spent 2) 05/15/2024 - Sabrina Fregara Yoga Instructor / Businees Owner / SOLE PROPRIETORSHIP / Inv. Related / Northport New York 3) 05/15/2024 - Sabrina Marie Fregara / Non-Variable Insurance / Inv. Related / Start date 05/03/2024 4) 05/15/2024 - Notary / Inv. Related / New York / Start date 03/01/2024 - 11 Hrs per month - 1 % Time Spent 5) 05/15/2024 - Objective Wealth Management / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 6) 01/17/2025 - doTerra Holdings - Other - doTerra Wellness Advocate - Not Investment Related - Home Based - Start Date:02/01/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-30 |
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