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10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-02 |
| IN | RA | APPROVED | 2022-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Fishers | IN | 06/2015 | 01/2017 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 01/2017 | 03/2022 |
| Schwab Private Client Investment Advisory, Inc. | Indianapolis | IN | 01/2017 | 03/2022 |
| Finra Dispute Resolution | New York | NY | 08/2016 | Present |
| Valeo Financial Advisors | Carmel | IN | 04/2022 | Present |
FINRA DISPUTE RESOLUTION, NEW YORK, NEW YORK, INVESTMENT RELATED, 08/04/2016, NEUTRAL ARBITRATOR, SERVE AS AN ARBITRATOR ON A 3-PERSON PANEL FOR FINRA DISPUTE RESOLUTION, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-03 |
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