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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| NC | RA | APPROVED | 2025-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Winston-Salem | NC | 06/2008 | 10/2019 |
| Wells Fargo Advisors Llc | Archdale | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Archdale | NC | 11/2016 | 10/2019 |
| First Citizens Investor Services | Raleigh | NC | 10/2019 | 12/2020 |
| First Citizens Bank | High Point | NC | 10/2019 | 12/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston Salem | NC | 03/2025 | Present |
| Home Maker | High Point | NC | 12/2020 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-30 |
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