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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
HI RA APPROVED 2016-09-06
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • HI RA
    APPROVED
    Since 2016-09-06

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Honolulu HI 01/2014 Present
Other Businesses

*634312 - Consignment selling with Lucky Penny Hawaii; Investment related: No; Pearl City; Hawaii; Retail/Online Stores; Seller (Proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 0.5 ; Lucky Penny is a local consignment store similar to Plato's Closet. I would like to drop off some clothing there for them to sell.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-06
S63 Uniform Securities Agent State Law Examination 2009-04-20
  • S66 Uniform Combined State Law Examination
    2016-09-06
  • S63 Uniform Securities Agent State Law Examination
    2009-04-20
Other Names
  • Kara L Dixon

View on SEC IAPD

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