David Matsuo Shimana

Current Employers

Employment History

• 12/2007 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Honolulu, HI
• 08/2025 → Present
  Storybook Ventures, Inc. Dba Avodah Wealth Management
  Honolulu, HI

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Honlulu, HI
• 2008-01-08 → 2012-07-02
  First Allied Securities, Inc.
  Honolulu, HI
  San Diego, CA
• 2007-07-27 → 2007-12-11
  Lpl Financial Llc
  Honolulu, HI
  Honolulu, HI

Other Businesses

1) DAVID M. SHIMANA/STORYBOOK VENTURES INC; OWNER; INSURANCE; START DATE: 1/1/2004. 2) DAVID M. SHIMANA; REAL ESTATE(RENT/INVEST/DEVELOP); START DATE: 11/27/2007. 3)STORYBOOK VENTURES, INC; DBA; START DATE: 11/13/2007. 4) DAVID SHIMANA; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 06/01/2011; 40 HOURS PER MONTH. 5) TAKESHI SHIMANA & JUNE SHIMANA TRUST 4/7/15; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE 7/13/15; 4 HOURS PER MONTH. 6) LEAHIGH TAKEMOTO FAMILY TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE: 11/30/2021; 4 HOURS PER MONTH. 7) NAME OF OTHER BUSINESS: STORYBOOK VENTURES, INC. DBA AVODAH WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2025;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8) NAME OF OTHER BUSINESS: AVODAH WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-26
• S63 Uniform Securities Agent State Law Examination
  2000-06-05