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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-12 |
| HI | RA | APPROVED | 2017-06-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Kailua | HI | 01/2007 | Present |
| Bancwest Investment Services | Ewa Beach | HI | 01/2007 | 05/2017 |
| Raymond James Financial Services,Inc | Kailua | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Kailua | HI | 06/2017 | Present |
| First Hawaiian Advisors Dba Raymond James | Kailua | HI | 01/2007 | Present |
(1)Name of Business: Address: 94-621 Heainoa Pl, Waipahu, HI, 96797, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-15 |
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