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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| HI | RA | APPROVED | 1999-02-05 |
Branch Locations
1600 Kapiolani Blvd Ste 1323, Honolulu, HI 96814-3803 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
Business Ownership; Aloiau Inc.; ; Closed Family Corporation started by my Father and his 4 brothers. They own and manage some rental property in Hawaii. When my Father died in 1987, he distributed his Family Corporation shares to his Wife and 5 Children. I receive an annual dividend check as a shareholder from this Corporation, as does the other 20 family shareholders.; 46-144 Ohala StKaneohe, HI 96744, ,; Not Investment-Related; 11/01/1987; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-21 |
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