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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-06-20 |
Branch Locations
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 03/2012 | 05/2017 |
| Tiaa | Denver | CO | 03/2012 | 05/2017 |
| Ubs Financial Services Inc. | Denver | CO | 06/2017 | Present |
1) SCOTT COLLINS, AUTHOR OF DAYS END, CASTLE ROCK, CO, WROTE THE BOOK AND HOPING TO GET PUBLISHED AND SELL. STARTED IN 2009 0 DURING AND 0 OUTSIDE OF OFFICE HOURS. Scott L. Collins / Castle Rock,CO 80104 / No/ Privately Held / USD / No / No / / Start Date 07/26/2009 /// 2) Mitra / Sole proprietorship / board/card game sales and distribution / Other / it's my son and his friend's new business they're trying to start, but they're minors, so I'm the front man. / Just open accounts and help facilitate payments for services, start date-4/29/2019.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-14 |
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