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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2012-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Honolulu | HI | 02/2012 | Present |
1. 3/20/2012: NON-VARIABLE INSURANCE - LIFE INSURANCE AND LONG TERM CARE INSURANCE. - TIME SPENT 10% - HONOLULU, HI 2. 5/21/2021 - Advocate Health Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/30/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Selling Medicare Advantage Supplemental insurance through Advocate Health Advisors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-31 |
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