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Mark J Wells

Ameriprise Financial Services, LLC

Latham, NY

Fort Covington, NY

Saratoga Springs, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2019-06-28
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2019-06-28

Branch Locations

26 Century Hill Dr Ste 302, Latham, NY 12110-2128 • United States

2508 Chateaugay St, Fort Covington, NY 12937 • United States

Saratoga Springs, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Albany NY 10/2007 02/2018
Mml Investors Services, Llc Latham NY 03/2017 02/2018
Massmutual Life Insurance Co Latham NY 07/2016 02/2018
Ameriprise Financial Services Inc Latham NY 02/2018 03/2020
Ameriprise Financial Services, Llc Latham NY 03/2020 Present
  • 10/2007 → 02/2018
    John Hancock
    Albany, NY
  • 03/2017 → 02/2018
    Mml Investors Services, Llc
    Latham, NY
  • 07/2016 → 02/2018
    Massmutual Life Insurance Co
    Latham, NY
  • 02/2018 → 03/2020
    Ameriprise Financial Services Inc
    Latham, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Latham, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-17
  • S63 Uniform Securities Agent State Law Examination
    2008-10-17
Designations
Other Names
  • Mark J Wells
  • Mark Jm Wells

View on SEC IAPD

Other Firms

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MML INVESTORS SERVICES, LLC
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TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC
ALPHASTAR CAPITAL MANAGEMENT

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CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY
GALLAGHER FIDUCIARY ADVISORS, LLC · Latham, NY

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