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Andrew James Metcalf

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-04-16
TX RA APPROVED 2021-04-15
  • TN RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2021-04-15

Branch Locations

5855 & 5851 Ridge Bend Rd, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Little Rock AR 02/2015 03/2021
Lpl Financial Memphis TN 03/2021 Present
  • 02/2015 → 03/2021
    Morgan Stanley
    Little Rock, AR
  • 03/2021 → Present
    Lpl Financial
    Memphis, TN
Previous Registrations
  • 2015-03-12 → 2021-05-18
    Morgan Stanley
    Little Rock, AR
    Memphis, TN
  • 2013-08-26 → 2015-02-19
    B. Riley Wealth Management
    Memphis, TN
    Hartville, OH
    Mayfield Heights, OH
    Tuscaloosa, AL
  • 2013-07-02 → 2013-08-27
    Raymond James Financial Services Advisors, Inc
    Memphis, TN
  • 2013-02-13 → 2013-02-26
    Raymond James & Associates, Inc.
    Memphis, TN
  • 2010-09-21 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
  • 2008-09-29 → 2010-01-04
    Morgan Keegan & Company, Llc
    Jackson, TN
Other Businesses

1) 04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BENCHMARK WEALTH MANAGEMENT - INVESTMENT RELATED - MEMPHIS, TN 38120 2) 08/2016 - OUTSIDE/W-2 EMPLOYMENT - GERMANTOWN LEGENDS SOCCER CLUB -1% - NOT INVESTMENT RELATED - COLLIERVILLE, TN 38017 3) 04/01/2026 - Uncommon Sports Performance - Coach/ Sports/ Fitness - Not Investment Related - Cordova, TN - Start Date 06/01/2026 - 20 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-25
  • S66 Uniform Combined State Law Examination
    2008-09-25
Other Names
  • Andy James Metcalf

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
NEWSOUTH CAPITAL MANAGEMENT INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
COORDINATED CAPITAL SECURITIES, INC.

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

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