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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2013-05-22 |
Branch Locations
771 Corporate Dr Ste 640, Lexington, KY 40503-5440 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Lexington | KY | 01/2010 | Present |
1. 11/07/2011 - RING FINANCIAL SERVICES/ DBA for LPL Business (entity for LPL business)/ Investment Related/ At Reported Business Location(s)/ Admin/ Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-21 |
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