Helena Xu

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-10-07

CA RA
APPROVED

Since 2014-10-07

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	San Diego	CA	04/2010	Present

04/2010 → Present

Ubs Financial Services

San Diego, CA

Other Businesses

San Diego Womens Foundation, San Diego, US. Community service No/ No/ 6/5/19 Condo - San Diego CA 92123United States,United States,Sole proprietorship,Real Estate,renting out residential property for 9 mos to tenants,Proprietor / owner,I will be the landlord of this condo, start date -8/9/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-06

S66 Uniform Combined State Law Examination

2014-10-06

Other Names

Helena Xu

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews