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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-06 |
| MI | RA | APPROVED | 2026-07-01 |
| GA | RA | APPROVED | 2026-01-26 |
| PA | RA | APPROVED | 2026-01-20 |
| OH | RA | APPROVED | 2025-09-18 |
| NV | RA | APPROVED | 2025-08-24 |
| TX | RA | APPROVED_RES | 2025-03-03 |
| CT | RA | APPROVED | 2024-10-01 |
| NY | RA | APPROVED | 2024-10-01 |
| UT | RA | APPROVED | 2024-03-26 |
| NM | RA | APPROVED | 2023-11-08 |
| CA | RA | APPROVED | 2023-04-13 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farm Tables & More | San Diego | CA | 05/2016 | 06/2017 |
| Axa Advisors, Llc | New York | NY | 06/2017 | 02/2019 |
| Massmutual Life Insurance Company | La Jolla | CA | 04/2019 | 03/2023 |
| Mml Investors Services, Llc | La Jolla | CA | 02/2021 | 03/2023 |
| Guardian Life Insurance Company | San Diego | CA | 03/2023 | Present |
| Park Avenue Securities | San Diego | CA | 04/2023 | Present |
1) Outside Insurance Broker, Start: 02/20/2020, Address: 5280 Carroll Canyon Rd Ste 300, San Diego, CA 92121, 5 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) Insurance outside of Guardian-Ash Brokerage, Start: 9/15/2025, Address: 5280 Carroll Canyon Road Suite 300 San Diego, CA 92121, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-16 |
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