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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-04-25
  • MN RA
    APPROVED
    Since 2016-04-25

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

New Hope, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management, Inc Minneapolis MN 12/2015 Present
Thrivent Financial Appleton WI 11/2015 Present
Other Businesses

NORTHER BEAR ART POSITION: owner NATURE: Production and sales of physical and electronic art, equipment, and photography/video services with the general public. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 1325 Sycamore LN N, Plymouth MN 55441, United States DESCRIPTION: Direct participation/sole proprietorship in Production and sales of physical and electronic art, equipment, and photography/video services with the general public.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-22
S63 Uniform Securities Agent State Law Examination 2006-06-14
  • S65 Uniform Investment Adviser Law Examination
    2016-04-22
  • S63 Uniform Securities Agent State Law Examination
    2006-06-14
Other Names
  • Karl R Bauch

View on SEC IAPD

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