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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-06-24 |
Branch Locations
1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States
2 S Colonial Dr, Manchester, NJ 08759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 05/2013 | 04/2022 |
| Santander Securities, Llc | Dorchester | MA | 05/2013 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Marlboro | NJ | 04/2022 | Present |
| Wells Fargo Bank, Na | Marlboro | NJ | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-02 |
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