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Todd Edward Dotterweich

Wells Fargo Clearing Services, LLC

Oakhurst, NJ

Manchester, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-24
  • NJ RA
    APPROVED
    Since 2022-06-24

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

2 S Colonial Dr, Manchester, NJ 08759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 05/2013 04/2022
Santander Securities, Llc Dorchester MA 05/2013 04/2022
Wells Fargo Clearing Services, Llc Marlboro NJ 04/2022 Present
Wells Fargo Bank, Na Marlboro NJ 04/2022 Present
  • 05/2013 → 04/2022
    Santander Bank, Na
    Boston, MA
  • 05/2013 → 04/2022
    Santander Securities, Llc
    Dorchester, MA
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Marlboro, NJ
  • 04/2022 → Present
    Wells Fargo Bank, Na
    Marlboro, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-23
S63 Uniform Securities Agent State Law Examination 2013-05-02
  • S66 Uniform Combined State Law Examination
    2022-06-23
  • S63 Uniform Securities Agent State Law Examination
    2013-05-02
Other Names
  • Todd Dotterweich
  • Todd Edward Dotterweich
  • Todd E Dotterweich

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
WESTPEAK FINANCIAL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
BROOKSTONE WEALTH ADVISORS, LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ROCKDALE FINANCIAL SERVICES, INC.

Other Investors

MARK ALLEN HEREGA
CHRISTOPHER MICHAEL KEEGAN
JAY RAXESHKUMAR SHAH
EUGENE CHO
WILLIAM JAMES BAXTER
JANICE MILARA
THOMAS F SYLVESTRO
ROBIN NICOLE BOLDEN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
EQUITABLE ADVISORS, LLC · OCEAN, NJ
WESTPEAK FINANCIAL · OCEAN, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEAN, NJ
CETERA INVESTMENT ADVISERS LLC · OCEAN, NJ
BROOKSTONE WEALTH ADVISORS, LLC · Wanamassa, NJ
EDWARD JONES · Oakhurst, NJ

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