Christopher Kozak

Current Employers

Kozak & Tripp Private Asset Management, Inc.

1805 Shea Center Drive Suite 220, Highlands Ranch, CO 80129 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2018-09-07

CO RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2018-09-07

Branch Locations

1805 Shea Center Drive Suite 220, Highlands Ranch, CO 80129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kozak & Associates	Highlands Ranch	CO	01/2006	09/2018
Cetera Advisors Llc	Denver	CO	01/2013	09/2018
Igc, Lcc	Highland Ranch	CO	02/2016	02/2019
Kozak & Associates, Inc.	Highlands Ranch	CO	09/2018	Present

01/2006 → 09/2018

Kozak & Associates

Highlands Ranch, CO
01/2013 → 09/2018

Cetera Advisors Llc

Denver, CO
02/2016 → 02/2019

Igc, Lcc

Highland Ranch, CO
09/2018 → Present

Kozak & Associates, Inc.

Highlands Ranch, CO

Previous Registrations

2011-07-29 → 2018-10-11

Cetera Advisors Llc

Highlands Ranch, CO

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-21
S63	Uniform Securities Agent State Law Examination	2009-06-05

S66 Uniform Combined State Law Examination

2011-07-21
S63 Uniform Securities Agent State Law Examination

2009-06-05

View on SEC IAPD

Current Employers

Kozak & Tripp Private Asset Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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