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Thomas Giambra

Wells Fargo Clearing Services, LLC

Williamsville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-10
NY RA APPROVED 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilmington Advisors @ M&T Buffalo NY 06/2021 10/2021
Lpl Financial Llc Buffalo NY 06/2021 10/2021
M&T Securities Buffalo NY 03/2000 06/2021
Wells Fargo Clearing Services, Llc. Buffalo NY 10/2021 Present
Previous Registrations
  • 2021-06-09 → 2021-11-09
    Lpl Financial Llc
    East Amherst, NY
    Buffalo, NY
    Cheektowaga, NY
    Cheektowaga, NY
  • 2015-04-23 → 2021-06-09
    M&T Securities, Inc.
    Rochester, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Cheektowaga, NY
    Cheektowaga, NY
    Buffalo, NY
    Cheektowaga, NY
    East Amherst, NY
    Clarence, NY
    Buffalo, NY
    Williamsport, PA
    Cheektowaga, NY
    Buffalo, NY
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-12
S63 Uniform Securities Agent State Law Examination 2000-06-23
  • S65 Uniform Investment Adviser Law Examination
    2003-06-12
  • S63 Uniform Securities Agent State Law Examination
    2000-06-23
Other Names
  • Thomas Darren Giambra

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RABENOLD ADVISORS, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL ENTERPRISE, LLC
MORGAN STANLEY

Other Investors

GREGORY PAUL POLEON
CHRISTOPHER ZACCHEAUS CHILES
RANDY DEVIN TOTH
HARENDER SINGH ARORA
JILL CARTER
KATHLEEN ANN PETERSON
COLDEN HOLLINS
PAUL ARTHUR HOLLINS

Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY

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