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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-13 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
212 S Main Ave, Fallbrook, CA 92028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Oeanside | CA | 02/2005 | Present |
| Wells Fargo Advisors Llc | Oceanside | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oceanside | CA | 11/2016 | Present |
NOTARY PUBLIC; NOT INV RELATED; SAN DIEGO COUNTY, CA; START 12/31/2010; 8 HOURS PER MONTH; 8 HOURS DURING TRADING; DUTIES INCLUDE NOTARIZING DOCUMENTS FOR CLIENTS AND NON CLIENTS. THE HOME DEPOT, NOT INV RELATED, OCEANSIDE, CA, SALES ASSOCIATE, START 1/6/2018, 80 HOURS PER MONTH, ZERO DURING TRADING, RESTOCK CASHIER LOADING AND UNLOADING PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-25 |
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