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Brian Dean Burnham

Rbc Capital Markets, LLC

Minneapolis, MN

Zimmerman, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-12
MN RA APPROVED 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2021-11-12
  • MN RA
    APPROVED
    Since 2021-11-01

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Zimmerman, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 10/2009 10/2021
Rbc Capital Markets, Llc Minneapolis MN 11/2021 Present
  • 10/2009 → 10/2021
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 11/2021 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
Previous Registrations
Other Businesses

1.FIDUCIARY ACTIVITIES,EXECUTOR OF PARENTS WILL,COMP:$0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-17
S63 Uniform Securities Agent State Law Examination 2008-06-04
  • S66 Uniform Combined State Law Examination
    2012-05-17
  • S63 Uniform Securities Agent State Law Examination
    2008-06-04
Other Names
  • Brian D Burnham

View on SEC IAPD

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