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Christopher Wayne Harper

Wells Fargo Clearing Services, LLC

Huntsville, AL

Huntsville, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-08-30
  • AL RA
    APPROVED
    Since 2019-08-30

Branch Locations

525 Madison St, Huntsville, AL 35801 • United States

Huntsville, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2011 08/2019
Wells Fargo Clearing Services, Llc Huntsville AL 08/2019 Present
Previous Registrations
  • 2011-11-07 → 2019-09-05
    Edward Jones
    Huntsville, AL
    St Louis, MO
    Huntsville, AL
    Huntsville, AL
  • 2008-07-14 → 2011-07-06
    Wells Fargo Clearing Services, Llc
    Huntsville, AL
    Birmingham, AL
    Huntsville, AL
    Birmingham, AL
    Madison, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-11
S63 Uniform Securities Agent State Law Examination 2008-06-27
  • S65 Uniform Investment Adviser Law Examination
    2008-07-11
  • S63 Uniform Securities Agent State Law Examination
    2008-06-27
Other Names
  • Chris Harper
  • Christopher Harper
  • Christopher Wayne Harper

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AXIENT INVESTMENT ADVISORS LLC

Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

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