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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-31
AZ RA APPROVED 2015-11-19
  • OH RA
    APPROVED
    Since 2023-10-31
  • AZ RA
    APPROVED
    Since 2015-11-19

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Phoenix AZ 02/2015 Present
  • 02/2015 → Present
    Sagepoint Financial
    Phoenix, AZ
Previous Registrations
  • 2015-11-19 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2015-11-19 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
  • 2015-11-06 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2012-07-31 → 2016-12-31
    Stonegate Capital Advisors, Llc
    Scottsdale, AZ
  • 2006-03-17 → 2007-12-31
    Wealth Trust - Arizona Llc
    Scottsdale, AZ
  • 2002-05-21 → 2006-01-25
    Scottsdale, AZ
Other Businesses

JILL SADLER POSITION: RESIDENT PRODUCER NATURE: NO BUSINESS STRUCTURE. I HOLDAN INDIVIDUALOhio INSURANCE LICENSE- NOT APPOINTED TO ANY FIRMS AND NOT ACTIVELY SELLING INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 4888 Amaryllis St, Elida OH 45807, United States DESCRIPTION: I HOLDAN OHIO INSURANCE LICENSE- NOT APPOINTED TO ANY FIRMS AND NOT ACTIVELY SELLING INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-27
S66 Uniform Combined State Law Examination 2001-10-22
S63 Uniform Securities Agent State Law Examination 2000-06-21
  • S65 Uniform Investment Adviser Law Examination
    2012-07-27
  • S66 Uniform Combined State Law Examination
    2001-10-22
  • S63 Uniform Securities Agent State Law Examination
    2000-06-21

View on SEC IAPD

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