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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-06-23 |
Branch Locations
1003 Bishop Street Suite 1500, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Honolulu | HI | 04/2008 | 06/2017 |
| Raymond James & Associates, Inc. | Honolulu | HI | 06/2017 | Present |
1)CFA HAWAIIP.O. BOX 580HONOLULU, HI 96809 / P. O. BOX 580 HONOLULU,HI 96809 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...)/ SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / TO LEAD THE INVESTMENT INDUSTRY IN HAWAII BY SETTING THE HIGHEST STANDARDS OF ETHICS, EDUCATION, AND PROFESSIONAL EXCELLENCE.I AM ON THE BOARD OF DIRECTORS. / MEMBER OF BOARD OF DIRECTORS / / DIRECTOR / START DATE 11/01/2009 - / I MAY NEED TO COMMUNICATE WITH OTHER MEMBERS DURING THE DAY. 1 OR 2 HOURS PER WEEK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-27 |
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