Raymond Kevin Daniel Jarvis

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2023-01-04

RI RA
APPROVED

Since 2023-01-04

Branch Locations

161 Worcester Road Suite 102, Framingham, MA 01701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab And Co, Inc.	Framingham	MA	04/2008	Present
Charles Schwab Bank, Ssb	Framingham	MA	11/2018	Present

04/2008 → Present

Charles Schwab And Co, Inc.

Framingham, MA
11/2018 → Present

Charles Schwab Bank, Ssb

Framingham, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-26
S63	Uniform Securities Agent State Law Examination	2008-09-29

S66 Uniform Combined State Law Examination

2016-09-26
S63 Uniform Securities Agent State Law Examination

2008-09-29

Other Names

Kevin Jarvis

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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