David Todd Harding

Current Employers

Employment History

• 08/2009 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 08/2009 → Present
  Northeast Investment Advisors
  Framingham, MA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-08-12 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Framingham, MA
  Lynnfield, MA
  Framingham, MA
  Framingham, MA
  Framingham, MA
• 2009-08-07 → 2009-08-28
  Next Financial Group, Inc.
  Houston, TX
  Framingham, MA
• 2007-10-03 → 2009-08-19
  B.B. Graham & Company, Inc.
  Orange, CA
  Framingham, MA
• 2005-09-02 → 2007-09-12
  First Midamerica Investment Corporation
  Framingham, MA
  Framingham, MA
• 2004-10-20 → 2005-08-26
  Banc Of America Investment Services, Inc.
  Roslindale , MA
• 2002-09-12 → 2004-10-20
  Quick & Reilly, Inc.
  Roslindale, MA

Other Businesses

DBA NAME NORTHEAST INVESTMENT ADVISORS; 40 SPEEN ST. STE 204 FRAMINGHAM, MA 01701; INVESTMENT AND INSURANCE SALES; OBA: FIXED INSURANCE NORTHEAST INVESTMENT ADVISORS; 40 SPEEN ST. STE 204 FRAMINGHAM, MA 01701 OWNER, REP; TIME SPENT APPROX 1200 HRS PER MONTH; APPROX. 40 HRS DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-05
• S63 Uniform Securities Agent State Law Examination
  1997-03-17

Other Names

• Daviv T Harding