Timothy Joseph Keane

Current Employers

Employment History

• 12/2009 → 10/2016
  Investors Capital Corp.
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-12-09 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
  Framingham, MA
  Framingham, MA
• 2007-10-03 → 2009-12-16
  B.B. Graham & Company, Inc.
  Framingham, MA
• 2005-04-29 → 2007-09-20
  First Midamerica Investment Corporation
  Framingham, MA
• 2004-10-20 → 2005-04-20
  Banc Of America Investment Services, Inc.
  Framingham, MA
• 2003-07-25 → 2004-10-20
  Quick & Reilly, Inc.
  Framingham, MA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES & LONG TERM CARE. NAME OF OTHER BUSINESS: NORTHEAST INVESTMENT ADVISORS LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, START DATE: 9/2007; APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF TRADING HOURS PER WEEK: 20, POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER, BRIEF DESCRIPTION OF DUTIES: MAINTAINING BRANCH & CLIENT FILES, OVERSIGHT OF NON REGISTERED PERSONEL, RECRUITING, BILL PAYING, CONTINUING ED SUPPORT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-01
• S63 Uniform Securities Agent State Law Examination
  1990-05-07