Matthew Little

Current Employers

Employment History

• 12/2009 → 10/2016
  Investors Capital Corp
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-12-08 → 2016-10-03
  Investors Capital Corp.
  Framingham, MA
  Lynnfield, MA
  Framingham, MA
• 2007-10-03 → 2009-12-16
  B.B. Graham & Company, Inc.
  Orange, CA
  Framingham, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2010; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES, AND LONG-TERM CARE. 2. NAME OF OTHER BUSINESS: DBA NORTHEAST INVESTMENT ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2006; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 3. NAME OF OTHER BUSINESS: MAYFLOWER REALTY PARTNERS LLC; INVESTMENT RELATED: NO; ADDRESS: 41 PENNOCK RD, ASHLAND, MA 01721; NATURE OF BUSINESS: REAL ESTATE / FLIP OR RENT; START DATE: 09/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: BUY REAL ESTATE TO FLIP OR RENT;

Exams

• S66 Uniform Combined State Law Examination
  2007-06-26
• S63 Uniform Securities Agent State Law Examination
  1991-09-18