Vincent Paul Grimaldi

Current Employers

Employment History

• 05/2016 → 04/2018
  Citizens Securities, Inc.
  Cranston, RI
• 04/2018 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-06-03 → 2018-04-10
  Citizens Securities, Inc.
  Cranston, RI
  West Warwick, RI
  Cranston, RI
  Deep River, CT
  Johnston, RI
  Cranston, RI
• 2015-02-24 → 2016-06-03
  Santander Securities Llc
  Newport, RI
  Westport, MA
  Attleboro, MA
  Little Compton, RI
  North Attleboro, MA
  Middletown, RI
  Framingham, MA
• 2009-12-08 → 2015-02-05
  Investors Capital Corp.
  Framingham, MA
  Lynnfield, MA
• 2007-10-03 → 2009-12-16
  B.B. Graham & Company, Inc.
  Framingham, MA
• 2004-10-26 → 2006-10-30
  Banc Of America Investment Services, Inc.
  Providence, RI
  North Scituate, RI
  Woonsocket, RI
  Slatersville, RI
  Pascoa, RI
  Woonsocket, RI
  Woonsocket, RI

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE 2.NAME OF OTHER BUSINESS: NORTHEAST INVESTMENT ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: VP, FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVICE AND INSURANCE PLANNING

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-28
• S63 Uniform Securities Agent State Law Examination
  1998-05-08