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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-24 |
Branch Locations
4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Tempe | AZ | 02/2013 | 03/2017 |
| Mml Investors Services, Llc | Scottsdale | AZ | 03/2017 | Present |
| Massmutual Life Insurance Company | Scottdsdale | AZ | 07/2016 | Present |
NAME: WILLIAM J PFEIFER III INV REL: Y ADD: 4900 N SCOTTSDALE ROAD # 4000 SCOTTSDALE AZ 85251 NATURE: INDIVIDUAL LIFE/FIXED ANNUITIES POSITION: AGENT START DATE: 6/1/2016 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 (2) NAME: THIRD TIME IS A CHARM LLC INV REL: Y ADD: RESIDENTIAL ADD NATURE: BUSINESS COMPENSATION AND EXPENSES LLC POSITION: PARTNER START DATE: 2/25/2021 NO HRS/MO:1 NO HRS/MO DUR TRADING: 0 DUTIES: CONTROL OF FINANCIAL DISBURSEMENTS AND BOOKKEEPING (3) NAME: PFEIFER ESTATE CONSULTING INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: CONSULTING POSITION: OWNER/CONSULTANT START DATE: 04/01/2024 NO HRS/MO: 5 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: HELPING CLIENTS GATHER DOCUMENTS AND INFORMATION TO THEN USE WEALTH.COM'S ESTATE PLANNING AND TRUST SERVICES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-09-23 |
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