Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2008 | 09/2024 |
| Lpl Financial Llc | Mcallen | TX | 09/2024 | Present |
1) 2026-04-22 - RGV Wealth Management - Non-Variable Insurance - Y - 8 - 8 - at reported business location(s) - 2026-04-15 - I sell fixed multi-year-guaranteed annuities. 2) 2025-11-17 - RGV Wealth Management - Non-Variable Insurance - Y - 10 - 0 - at reported business location(s) - 2025-11-14 - 3) 2024-11-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - RGV Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2024-11-01 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-30 |
Reach out to this advisor