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Matthew Pfaff

Ameriprise Financial Services, LLC

Minneapolis, MN

Plymouth, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-11-05
VA RA APPROVED 2025-11-05
WI RA APPROVED 2025-11-04
DE RA APPROVED 2025-11-03
MS RA APPROVED 2025-11-03
NE RA APPROVED 2025-11-03
NV RA APPROVED 2025-11-03
OK RA APPROVED 2025-11-03
RI RA APPROVED 2025-11-03
AL RA APPROVED 2025-10-31
WA RA APPROVED 2025-10-31
  • AR RA
    APPROVED
    Since 2025-11-05
  • VA RA
    APPROVED
    Since 2025-11-05
  • WI RA
    APPROVED
    Since 2025-11-04
  • DE RA
    APPROVED
    Since 2025-11-03
  • MS RA
    APPROVED
    Since 2025-11-03
  • NE RA
    APPROVED
    Since 2025-11-03
  • NV RA
    APPROVED
    Since 2025-11-03
  • OK RA
    APPROVED
    Since 2025-11-03
  • RI RA
    APPROVED
    Since 2025-11-03
  • AL RA
    APPROVED
    Since 2025-10-31
  • WA RA
    APPROVED
    Since 2025-10-31

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 06/2015 03/2019
Questar Asset Management Minneapolis MN 10/2016 03/2019
Ameriprise Financial Services, Inc. Minneapolis MN 03/2019 11/2020
The Oak Ridge Financial Services Group, Inc Golden Valley MN 11/2020 11/2021
Ameriprise Financial Services, Llc Minneapolis MN 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-11-04
S66 Uniform Combined State Law Examination 2016-04-16
  • S63 Uniform Securities Agent State Law Examination
    2019-11-04
  • S66 Uniform Combined State Law Examination
    2016-04-16
Other Names
  • Matthew John Pfaff

View on SEC IAPD

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