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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-09-14
  • MA RA
    APPROVED
    Since 2011-09-14

Branch Locations

93 Worcester St Ste 300, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Southborough MA 12/2009 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 12/2009 → Present
    Southborough, MA
  • 04/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. HEARING COMMITTEE MEMBER, BOARD OF BAR OVERSEERS OF THE SUPREME JUDICIAL COURT OF MASSACHUSETTS , 99 HIGH STREET, 2ND FLOOR, BOSTON, , MASSACHUSETTS, 02110, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WAS APPOINTED TO A THREE YEAR TERM BY THE BOARD OF BAR OVERSEERS 2020-2022. I AM CALLED TO SIT ON COMMITTEES THAT HEAR ALLEGATIONS OF ATTORNEY MISCONDUCT AND ARRIVE AT FINDINGS OF FACT. MY APPOINTMENT WAS IN PART DUE TO THE FACT THAT I AM NOT AN ATTORNEY MYSELF AND CAN THEREFORE OFFER AN INDEPENDENT PERSPECTIVE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-10
S63 Uniform Securities Agent State Law Examination 2010-02-15
  • S66 Uniform Combined State Law Examination
    2011-09-10
  • S63 Uniform Securities Agent State Law Examination
    2010-02-15

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