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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2011-09-14 |
Branch Locations
93 Worcester St Ste 300, Wellesley, MA 02481 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Southborough | MA | 12/2009 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. HEARING COMMITTEE MEMBER, BOARD OF BAR OVERSEERS OF THE SUPREME JUDICIAL COURT OF MASSACHUSETTS , 99 HIGH STREET, 2ND FLOOR, BOSTON, , MASSACHUSETTS, 02110, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WAS APPOINTED TO A THREE YEAR TERM BY THE BOARD OF BAR OVERSEERS 2020-2022. I AM CALLED TO SIT ON COMMITTEES THAT HEAR ALLEGATIONS OF ATTORNEY MISCONDUCT AND ARRIVE AT FINDINGS OF FACT. MY APPOINTMENT WAS IN PART DUE TO THE FACT THAT I AM NOT AN ATTORNEY MYSELF AND CAN THEREFORE OFFER AN INDEPENDENT PERSPECTIVE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-15 |
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