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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-15
TX RA APPROVED_RES 2023-03-20
  • CT RA
    APPROVED
    Since 2023-08-15
  • TX RA
    APPROVED_RES
    Since 2023-03-20

Branch Locations

292 Pequot Ave, Floor 02, Southport, CT 06890 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Southport CT 10/2012 Present
Jpmorgan Chase Bank, N.A. Southport CT 06/1993 Present
Previous Registrations
  • 2011-07-11 → 2012-10-01
    Chase Investment Services Corp.
    Fairfield, CT
  • 2008-10-01 → 2011-06-03
    New Canaan, CT
    Greenwich, CT
    New Canaan, CT
    Shelton, CT
  • 2008-08-06 → 2008-10-01
    J.P. Morgan Securities Inc.
    New Canaan, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-05
  • S66 Uniform Combined State Law Examination
    2008-08-05
Other Names
  • Melinda Lee
  • Melinda Lee

View on SEC IAPD

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