Juleane Elizabeth Spittler

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 05/2025
  Ubs Financial Services Inc
  San Diego, CA
• 05/2025 → Present
  Wells Fargo Clearing Services, Llc
  San Diego, CA

Previous Registrations

• 2007-05-28 → 2025-06-03
  Ubs Financial Services Inc.
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1) DJS Family Farms, LLC / 1106 Crown Rd Norfolk, NE 68701-1143 / United States / Other / Agriculture & Livestock / Farmland rental / Other / Member of LLC / n/a / Start Date 12/27/2012 / Family LLC 2) SPS Family Farms, LLC/ 15390 Tanner Ridge Circle, San Diego, CA 92127/ Farmland rental/ start date: 9/1/2020 3) DJS TENANTS IN COMMON ; NOT INV RELATED; SAN DIEGO, CA; ESTATE SETTLEMENT;11.11% OWNERSHIP; START DATE: 05/02/2022; 1 HRS PER MONTH; 0 HRS DURING TRADING; | 4)SPS TENANTS IN COMMON; NOT INV RELATED; SAN DIEGO, CA; FAMILY FARM RENTAL / ROYALTIES;9.18% OWNERSHIP; START DATE: 05/02/2022; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2007-05-25

Other Names

• Juleane E Spittler