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3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-23 |
Branch Locations
3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States
150 S Los Robles Ave Suite 750, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Scottsdale | AZ | 06/2011 | 04/2018 |
| New York Life Insurance Company | Scottsdale | AZ | 02/2011 | 04/2018 |
| Hsbc Bank Usa Na | New York | NY | 04/2018 | 03/2019 |
| Hsbc Securities Inc | New York | NY | 04/2018 | 03/2019 |
| Massmutual Life Insurance Co | Los Angeles | CA | 03/2019 | 02/2024 |
| Mml Investors Services, Llc | Los Angeles | CA | 04/2019 | 02/2024 |
| Sovran Advisors Llc - Crd 329415 | Pasadena | CA | 02/2024 | Present |
| Greater Pacific Solutions | Pasadena | CA | 02/2020 | 10/2024 |
| Cetera Advisor Networks Llc | El Segundo | CA | 02/2024 | 10/2024 |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2008; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SAMANTHA JACKSON-KITTLE; INVESTMENT RELATED: NO; ADDRESS: LA CRESCENTA, CA; NATURE OF BUSINESS: THIRD PARTY FINANCIAL SERVICES RECRUITING; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: RECRUITER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: IDENTIFY AND PLACE CANDIDATES WITH APPROPRIATE FINANCIAL DISTRIBUTION CHANNELS AND COMPANIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-04 |
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