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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-28
TX RA APPROVED_RES 2022-01-21
KY RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2022-01-28
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

100 W Main St Suite 500, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L.LYons, Llc Louisville KY 03/2008 04/2017
Jjb Hilliard Wl Lyon Sllc Louisville KY 04/2017 01/2018
J.J.B. Hilliard Wl Lyons Llc Lexington KY 01/2018 Present
Robert W. Baird & Co. Incorporated Lexington KY 10/2019 Present
  • 03/2008 → 04/2017
    J.J.B. Hilliard, W.L.LYons, Llc
    Louisville, KY
  • 04/2017 → 01/2018
    Jjb Hilliard Wl Lyon Sllc
    Louisville, KY
  • 01/2018 → Present
    J.J.B. Hilliard Wl Lyons Llc
    Lexington, KY
  • 10/2019 → Present
    Lexington, KY
Previous Registrations
  • 2011-10-06 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
    Lexington, KY
Other Businesses

1) LM SUGARBUSH LLC, NON-INVEST RELATED, 321 N GARRISON HOLLOW RD, SALEM IN 47129, PRODUCTION OF MAPLE SYRUP ON FARM, HOST ANNUAL FESTIVAL, YR-ROUND WHOLESALE AND RETAIL DISTRIBUTION, CO-OWNER, 1/2014, 10-20 HRS/MONTH WITH 0 HRS DURING TRADING HRS, DUTIES INCLUDE MAPLE SYRUP PRODUCTION, FESTIVAL MGMT, AND BOOKKEEPING. 3) Fiduiciary of great niece financial affairs, POA, start date 11/12/2018, 5 hrs/mo, 0 hrs./mo trading 5) Name/Address: Jennifer Reisenbichler Bagdad Kentucky Start Date: 12/7/21 Hours Spent: 10 or more per month Hours Spent During Trading: 0-2 hours per month Role/Responsibility: Self employed business of training and selling horses Non Investment Related Name/Address: Retired Racehorse Project 3357 Hazelwood Road Edgewater MD 21037 Start Date: 10/10/22 Hours Spent: 0-5 hours per month Hours Spent During Trading: 0-2 hours per month Role/Responsibility: Equine Grand Jury Non Investment Related Name/Address: Double Shot Farm LLC 4761 Elmburg Rd Bagdad KY 40003 Start Date: 9/17/24 Hours Spent: 11-20 hours/month Hours Spent During Trading: 0-2 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: USEA Area 8 525 Old Waterford Rd NW Leesburg VA 20176 Start Date: Sep 01, 2026 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: Treasurer Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-05
  • S66 Uniform Combined State Law Examination
    2011-10-05
Other Names
  • Jennifer M. Goering
  • Jennifer M Goering

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