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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-31 |
| HI | RA | APPROVED | 2010-01-26 |
Branch Locations
1221 Kapiolani Blvd., #910, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Honolulu | HI | 09/2009 | Present |
1. 9/21/2011: OTHER-FILM AND TV ACTING - TITLE: ACTOR, EXTRA. DUTIES: BACKGROUND CHARACTER, DIRECTOR PLACEMENT. AUTHORITY: NONE, N/A. - TIME SPENT 0%. 2. 11/11/2011: OTHER-NOTARY - NOTARY PUBLIC - NOT INVESTMENT RELATED - TIME SPENT 0% - HONOLULU, HI. 3. 5/1/2014: NON-VARIABLE INSURANCE DBA - DCL WEALTH MANAGEMENT, INC. - ASSIST IN SECURING INSURANCE PRODUCTS, PROCESSING INSURANCE BUSINESS, AND SERVICING IN-FORCE INSURANCE BUSINESS. - TIME SPENT 25% - HONOLULU, HI. 4. 11/26/2018 - No Business Name - Investment Related - 96-045 Ala Ike in Pearl City, HI 96782 & 730 Iliaina St. in Kailua, HI 96734 - Other-Teacher - Start Date:10/29/2018 - 54 Hours Per Month/0 Hours During Trading. 5. 10/23/2020 - DCL Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 6. 1/4/2021 - Linn Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 7. 02/24/2025- No Business Name- Other - Sports Cards & Memorabilia- Not INV Related- Home based- Start date 02/15/2025- 10 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-23 |
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