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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-23
OH RA APPROVED 2015-08-31
  • TX RA
    APPROVED_RES
    Since 2022-01-23
  • OH RA
    APPROVED
    Since 2015-08-31

Branch Locations

7150 W Central Ave Suite 100, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Toledo OH 12/2007 Present
Mml Investors Services, Llc Toledo OH 06/2008 Present
  • 12/2007 → Present
    Massachusetts Mutual Life Insurance Company
    Toledo, OH
  • 06/2008 → Present
    Toledo, OH
Other Businesses

NAME: JOE JOHNSON INV REL: Y ADDR: 7150 W. CENTRAL AVE SUITE 100 TOLEDO, OH. 43617 NATURE: LIFE AND HEALTH INSURANCE SALES POSITION: SALES, AGENT START: 1/1/2009 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
S63 Uniform Securities Agent State Law Examination 2008-07-01
  • S66 Uniform Combined State Law Examination
    2024-12-17
  • S63 Uniform Securities Agent State Law Examination
    2008-07-01

View on SEC IAPD

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