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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-23 |
| OH | RA | APPROVED | 2015-08-31 |
Branch Locations
7150 W Central Ave Suite 100, Toledo, OH 43617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Toledo | OH | 12/2007 | Present |
| Mml Investors Services, Llc | Toledo | OH | 06/2008 | Present |
NAME: JOE JOHNSON INV REL: Y ADDR: 7150 W. CENTRAL AVE SUITE 100 TOLEDO, OH. 43617 NATURE: LIFE AND HEALTH INSURANCE SALES POSITION: SALES, AGENT START: 1/1/2009 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-01 |
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