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2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2017-12-22 |
| CO | RA | APPROVED | 2017-12-21 |
Branch Locations
2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Securities Llc | Santa Fe | NM | 08/2016 | 12/2024 |
| Thornburg Investment Management | Santa Fe | NM | 01/2025 | Present |
1)Finnell Co LLC; not investment-related; 2057 Eliot St., Denver CO 80211; LLC to hold rental property; managing member; start date 9-3-19; 0 hrs devoted to the other business during NYSE trading hours; duties include purchasing real estate and employing an outside property manager for the day-to-day. 2) PlayPark LLC; Not investment-related; 1184 Emerald Bay Rd, South Lake Tahoe, CA 96150; 0 hrs devoted to the other business during NYSE trading hours; LLC to hold passive real estate investments. 3) Finnell Wy LLC; Not investment related. passive real estate investment LLC; expects 2,000 month income. Began 8/22/2022. 0 hours during week 0 hours during NYSE hours. Passively holding real estate investments no active role. 4)Pirate Plaza Center LLC, Not Investment Related, passive real estate investment LLC, Begin 7/1/2026, 0 hours during week, 0 hours during business/NYSE hours, Passively holding real estate investments no active role.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-11 |
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